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This document is a formal response from the SEC's Office of Chief Counsel regarding a shareholder proposal from Edward and Edith Rudy submitted to Pfizer Inc. It addresses the proposal's exclusion
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How to fill out Response of the Office of Chief Counsel Division of Corporation Finance
01
Gather all necessary documentation related to your inquiry or application.
02
Review the guidelines provided by the Office of Chief Counsel Division of Corporation Finance to ensure compliance.
03
Complete the required forms accurately and thoroughly, including all relevant details and supporting information.
04
Double-check all entries for accuracy and completeness before submission.
05
Submit the response electronically or via mail, following the outlined submission instructions.
Who needs Response of the Office of Chief Counsel Division of Corporation Finance?
01
Corporations filing registration statements or seeking guidance on federal securities laws.
02
Legal representatives or advisors of corporations needing clarification on compliance matters.
03
Companies involved in mergers, acquisitions, or other significant corporate transactions.
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People Also Ask about
How do I contact the SEC division of Investment Management?
Division of Investment Management (IM) For investment company filings (except Forms 13F, N-CEN and 24F-2), call the IM EDGAR inquiry line at (202) 551-6989.
Who is the chief counsel of the SEC Investment Management?
Kaitlin C. Bottock is Co-Chief Counsel of the Securities and Exchange Commission's Division of Investment Management. In this role, she oversees the Division's legal guidance regarding investment companies and investment advisers. She has served in this role since October 2022.
What is the SEC in finance?
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. Its primary purpose is to enforce laws against market manipulation.
Who is the acting general counsel of the SEC?
Jeffrey Finnell's appointment as the SEC's new acting general counsel was announced Friday, alongside a slate of officials to fill out top positions at the agency.
What are the responsibilities of the division of corporation finance?
The Division of Corporation Finance seeks to ensure that investors are provided with information needed to make informed investment and voting decisions, including when a company initially offers its securities to the public and on an ongoing basis.
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What is Response of the Office of Chief Counsel Division of Corporation Finance?
The Response of the Office of Chief Counsel Division of Corporation Finance is an official communication that provides guidance and clarification on legal and regulatory matters relating to corporate finance activities.
Who is required to file Response of the Office of Chief Counsel Division of Corporation Finance?
Companies seeking clarification or an interpretation of securities laws and regulations, particularly those involved in corporate finance matters, are typically required to file the Response.
How to fill out Response of the Office of Chief Counsel Division of Corporation Finance?
To fill out the Response, you should provide detailed information regarding the specific issue or question, along with relevant supporting documentation and any applicable regulatory history.
What is the purpose of Response of the Office of Chief Counsel Division of Corporation Finance?
The purpose is to provide clarity and guidance to issuers regarding compliance with the Securities Act and Exchange Act, and to resolve uncertainties related to corporate finance practices.
What information must be reported on Response of the Office of Chief Counsel Division of Corporation Finance?
The information that must be reported includes a description of the legal issue, the context of the transaction, relevant facts, and a citation of applicable laws and regulations.
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