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Investment Company Act of 1940 Sections 2(a)(32), 5(a)(1), 17(a), 22(d) and 22(e) Rule 22c1 iShares Trust, et al. RESPONSE OF THE OFFICE OF INVESTMENT COMPANY REGULATION DIVISION OF INVESTMENT Management
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The Investment Company Act of 1940 regulates the organization of companies that engage primarily in investing and trading securities.
Companies that meet the definition of an investment company as specified in the Act are required to file.
The form is typically filled out and submitted electronically through the SEC's EDGAR system.
The purpose of the Act is to protect investors and maintain the integrity of the securities market by regulating the activities of investment companies.
The Act requires companies to report information about their operations, investment strategies, financial condition, and other relevant details.
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