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This document initiates administrative proceedings against Exprofuels, Inc., Oilex, Inc., Windsor Acquisition Corp., and Zeros USA, Inc. due to their delinquency in filing required periodic reports
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How to fill out ORDER INSTITUTING PROCEEDINGS AND NOTICE OF HEARING PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT OF 1934
01
Obtain the official form for the ORDER INSTITUTING PROCEEDINGS AND NOTICE OF HEARING.
02
Fill in the date at the top of the form.
03
Provide the name of the respondent in the designated section.
04
Include a clear statement of the allegations against the respondent.
05
Specify the relevant sections of the Securities Exchange Act of 1934 that are applicable.
06
Detail the specifics of the proceedings to be instituted, including any potential penalties.
07
Indicate the time and date of the hearing.
08
Ensure all pertinent details are accurate and clearly presented.
09
Sign the document, confirming the authenticity of the information provided.
10
Submit the completed form to the appropriate regulatory body.
Who needs ORDER INSTITUTING PROCEEDINGS AND NOTICE OF HEARING PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT OF 1934?
01
Regulatory agencies involved in securities regulation.
02
Entities or individuals who are looking to initiate proceedings against a non-compliant securities issuer.
03
Investors seeking formal action against companies under investigation for securities violations.
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People Also Ask about
What is Section 12 of the Securities Exchange Act of 1934?
Section 12(g) of the Exchange Act establishes thresholds at which an issuer (company) must register its securities with the SEC and become subject to periodic reporting and disclosure requirements.
What is the purpose of the Securities Exchange Act of 1934 Quizlet?
The Securities and Exchange Act of 1934 ("1934 Act," or "Exchange Act") primarily regulates transactions of securities in the secondary market .
What is the purpose of the Securities Exchange Act of 1934?
Section 12(g) serves as a threshold for private companies, marking the point where they are subject to greater transparency and regulation. It determines when a company's growth and shareholder base must register with the SEC.
What was the purpose of the Securities Exchange Act of 1934?
The purpose of the Securities Exchange Act of 1934 is to regulate secondary market trading of securities that have already been issued. It created the SEC and requires that all securities exchanges and firms register with the SEC if they are involved in interstate commerce.
What is Section 12 J of the Securities Exchange Act of 1934?
Section 12(j) authorizes the SEC to revoke an issuer's Exchange Act registration for failure to comply with any provision of the Exchange Act or any of the regulations promulgated thereunder.
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What is ORDER INSTITUTING PROCEEDINGS AND NOTICE OF HEARING PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT OF 1934?
ORDER INSTITUTING PROCEEDINGS AND NOTICE OF HEARING is a formal action taken by the Securities and Exchange Commission (SEC) to initiate proceedings against a security issuer whose registration has been suspended or revoked. It outlines the reasons for the action and the procedures for a hearing.
Who is required to file ORDER INSTITUTING PROCEEDINGS AND NOTICE OF HEARING PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT OF 1934?
The SEC is responsible for filing the ORDER INSTITUTING PROCEEDINGS AND NOTICE OF HEARING under Section 12(j) if it determines that a registered security is not in compliance with the requirements of the Securities Exchange Act.
How to fill out ORDER INSTITUTING PROCEEDINGS AND NOTICE OF HEARING PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT OF 1934?
The form must include detailed information regarding the security issuer, including the reasons for the proceedings, relevant facts, and regulatory violations, and must be filed with the SEC.
What is the purpose of ORDER INSTITUTING PROCEEDINGS AND NOTICE OF HEARING PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT OF 1934?
The purpose is to provide a formal mechanism for addressing non-compliance by security issuers with the regulations of the Securities Exchange Act, ensuring market integrity and protection for investors.
What information must be reported on ORDER INSTITUTING PROCEEDINGS AND NOTICE OF HEARING PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT OF 1934?
The information must include the details of the issuer, the nature of the violations, statutes or rules that have been violated, and the factual basis for the proceedings, along with any other relevant data as required by the SEC.
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