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This document outlines the order issued by the Securities and Exchange Commission (SEC) revoking the registration of securities for two companies due to their failure to comply with filing requirements
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How to fill out ORDER MAKING FINDINGS AND REVOKING REGISTRATIONS BY DEFAULT AS TO HAVEN HOLDING, INC. (n/k/a HAVEN HOLDINGS I, INC.), AND HELM CAPITAL GROUP, INC.
01
Obtain the required legal forms for the 'ORDER MAKING FINDINGS AND REVOKING REGISTRATIONS BY DEFAULT'.
02
Read through the instructions provided with the forms carefully.
03
Fill in the name of the respondent, which in this case would be HAVEN HOLDING, INC. (n/k/a HAVEN HOLDINGS I, INC.) and HELM CAPITAL GROUP, INC.
04
Provide the necessary details regarding the case, including the specific reasons for the order and any relevant legal citations.
05
Attach any supporting documents or evidence that substantiate your request.
06
Review the entire document for accuracy and completeness.
07
Sign and date the form where required.
08
File the completed order with the appropriate court or regulatory authority as specified in the instructions.
09
Serve copies of the filed order to all relevant parties involved in the case according to the legal requirements.
Who needs ORDER MAKING FINDINGS AND REVOKING REGISTRATIONS BY DEFAULT AS TO HAVEN HOLDING, INC. (n/k/a HAVEN HOLDINGS I, INC.), AND HELM CAPITAL GROUP, INC.?
01
Investors or stakeholders concerned about the compliance and regulatory status of HAVEN HOLDINGS I, INC. and HELM CAPITAL GROUP, INC.
02
Legal practitioners advising clients regarding default registrations.
03
Regulatory bodies needing to revoke registrations of companies not in compliance.
04
Creditors seeking to assess the status of companies involved in financial transactions.
05
Individuals or organizations pursuing legal actions against these companies.
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What is ORDER MAKING FINDINGS AND REVOKING REGISTRATIONS BY DEFAULT AS TO HAVEN HOLDING, INC. (n/k/a HAVEN HOLDINGS I, INC.), AND HELM CAPITAL GROUP, INC.?
It is a formal legal order that concludes investigations and cancels the registrations of certain securities associated with Haven Holding, Inc. and Helm Capital Group, Inc. due to their failure to comply with regulatory requirements.
Who is required to file ORDER MAKING FINDINGS AND REVOKING REGISTRATIONS BY DEFAULT AS TO HAVEN HOLDING, INC. (n/k/a HAVEN HOLDINGS I, INC.), AND HELM CAPITAL GROUP, INC.?
Entities or individuals involved in the issuance of the securities of Haven Holding, Inc. and Helm Capital Group, Inc. are required to file this order.
How to fill out ORDER MAKING FINDINGS AND REVOKING REGISTRATIONS BY DEFAULT AS TO HAVEN HOLDING, INC. (n/k/a HAVEN HOLDINGS I, INC.), AND HELM CAPITAL GROUP, INC.?
To fill out the order, parties must include relevant identification information, details about the securities, reasons for revocation, and any evidence of non-compliance with regulations.
What is the purpose of ORDER MAKING FINDINGS AND REVOKING REGISTRATIONS BY DEFAULT AS TO HAVEN HOLDING, INC. (n/k/a HAVEN HOLDINGS I, INC.), AND HELM CAPITAL GROUP, INC.?
The purpose is to enforce compliance with securities laws and protect investors by canceling registrations of securities that are deemed non-compliant.
What information must be reported on ORDER MAKING FINDINGS AND REVOKING REGISTRATIONS BY DEFAULT AS TO HAVEN HOLDING, INC. (n/k/a HAVEN HOLDINGS I, INC.), AND HELM CAPITAL GROUP, INC.?
The report must include details about the companies involved, specific findings of non-compliance, the dates of regulatory deadlines, and any actions taken by the companies.
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