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This document is an Initial Decision released by the Securities and Exchange Commission concerning the registration revocation of Fortel, Inc., now known as Envit Capital Group, Inc., for failing
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The proposed Safeguarding Rule would expand the scope of the existing Custody Rule beyond “client funds and securities” to include any “funds, securities, or other positions held in the client's account.” This change would extend the rule, in particular, to require custodial solutions for assets that were not clearly
Who must file form ADV?
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What is the final rule of the SEC custody rule?
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What is INITIAL DECISION RELEASE NO. 385?
INITIAL DECISION RELEASE NO. 385 is a regulatory document outlining initial findings and decisions made by an authority regarding a specific case or issue.
Who is required to file INITIAL DECISION RELEASE NO. 385?
Individuals or entities involved in a regulatory process, such as businesses or organizations affected by the decisions, are required to file INITIAL DECISION RELEASE NO. 385.
How to fill out INITIAL DECISION RELEASE NO. 385?
To fill out INITIAL DECISION RELEASE NO. 385, one must provide required information in the specified format, including identifying details, the nature of the decision, and any supporting documentation as stipulated by the regulating authority.
What is the purpose of INITIAL DECISION RELEASE NO. 385?
The purpose of INITIAL DECISION RELEASE NO. 385 is to formally communicate the initial findings and decisions related to a regulatory case, ensuring transparency and compliance with regulations.
What information must be reported on INITIAL DECISION RELEASE NO. 385?
The information required includes the case identification, a summary of the decision, relevant dates, parties involved, and any additional details necessary to support the findings.
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