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This document is used to submit a proposed rule change by a self-regulatory organization under the Securities Exchange Act of 1934, requiring detailed information about the change and contact information
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People Also Ask about

A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.

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Form 19b-4 is a filing form used by self-regulatory organizations to submit proposed rule changes to the Securities and Exchange Commission (SEC) for review.
Self-regulatory organizations (SROs), such as exchanges and other market entities, are required to file Form 19b-4 when they propose changes to their rules.
To fill out Form 19b-4, the filing organization must provide detailed information about the proposed rule changes, including the text of the changes, the rationale behind them, and the impact on the market and participants.
The purpose of Form 19b-4 is to ensure transparency and give the SEC the information needed to assess the potential effects of the rule changes on the market and investors.
Form 19b-4 must report the specific rule changes being proposed, the reasons for the changes, any relevant data or analysis supporting the changes, and the expected impact on the market and participants.
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Securities Exchange Commission proposed rule change self-regulatory organization financial regulations rule amendment Securities Act regulatory compliance financial markets SEC filings investor protection

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