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Form NP NEW PROGRAM PROPOSAL FORM Sponsoring Institution(s): Linden wood University Program Title: Chinese Studies Degree/Certificate: Bachelor of Arts CIP Classification 05.0123 Implementation Date:

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What is form pg?

Form PG is a document used by the Securities and Exchange Commission (SEC) to collect information about the ownership and activities of certain individuals and entities in the financial industry.

Who is required to file form pg?

Form PG must be filed by registered broker-dealers, registered investment advisers, and certain other market participants who meet the criteria established by the SEC.

How to fill out form pg?

Form PG can be filled out electronically through the SEC's online filing system. The form requires detailed information about the filer's ownership structure, key personnel, regulatory history, and certain other disclosures.

What is the purpose of form pg?

The purpose of form PG is to provide the SEC with information necessary for regulatory oversight and enforcement of the financial industry. It helps the SEC monitor potential conflicts of interest, identify risks, and ensure compliance with applicable laws and regulations.

What information must be reported on form pg?

Form PG requires the reporting of information such as the filer's legal name, contact details, ownership structure, officers and directors, control affiliations, disciplinary history, and other material facts relevant to the filer's operations.

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