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This document outlines deficiencies and corrective plans for a healthcare facility based on a state licensure survey.
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How to fill out STATEMENT OF DEFICIENCIES AND PLAN OF CORRECTION

01
Obtain a copy of the STATEMENT OF DEFICIENCIES AND PLAN OF CORRECTION form.
02
Review the deficiencies noted during the inspection or audit.
03
For each deficiency, describe the issue clearly and concisely.
04
Outline the plan of correction for each deficiency, including actions taken, responsible parties, and timelines.
05
Ensure compliance with regulatory guidelines and include any supporting documentation.
06
Review the completed form for accuracy and completeness.
07
Submit the form to the appropriate regulatory agency by the required deadline.

Who needs STATEMENT OF DEFICIENCIES AND PLAN OF CORRECTION?

01
Healthcare facilities undergoing inspections or audits.
02
Facilities seeking to address and correct compliance issues.
03
Administrators and managers responsible for quality assurance and compliance.
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There are three scope levels assigned to a deficiency: isolated, pattern, or widespread. The survey agency determines the scope and severity levels for each deficiency cited on a survey.
Element 1: How the corrective action will be accomplished for identified affected individuals. Element 2: How will other individuals with the potential to be affected or in similar situations be identified and protected. Element 3: What systemic changes will ensure that the deficient practice will not recur.
There are three scope levels assigned to a deficiency: isolated, pattern, or widespread. The survey agency determines the scope and severity levels for each deficiency cited on a survey.
An acceptable Plan of Correction will include both immediate corrective actions to correct the violation and long-term quality improvement actions, with each element including who is responsible, when it will be done, and what action has been or will be taken.
A facility is not required to submit a plan of correction when it has deficiencies that are isolated and have a potential for minimal harm, but no actual harm has occurred.
In all cases of immediate jeopardy, the provider agreement must be terminated by CMS or State Medicaid Agency no later than 23 calendar days from the last day of the survey if the immediate jeopardy is not removed.
To write a Statement of Deficiencies, three elements must be completed: • Gather enough strong evidence. Differentiate finding and deficient practice or noncompliance. Based on a regulation/requirement, recognize what the entity failed to do. Don't wait until near the end of the survey.

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The Statement of Deficiencies and Plan of Correction is a formal document used to identify and outline the deficiencies found during a regulatory inspection and the steps that an organization will take to correct those deficiencies.
Facilities or organizations that are subject to regulatory inspections, such as healthcare providers, nursing homes, and other licensed entities, are required to file a Statement of Deficiencies and Plan of Correction when deficiencies are identified.
To fill out the Statement of Deficiencies and Plan of Correction, the organization should accurately document each deficiency, describe the corrective actions to be taken, assign responsibilities, set timelines for completion, and ensure that the plan aligns with regulatory requirements.
The purpose of the Statement of Deficiencies and Plan of Correction is to ensure compliance with health and safety standards, facilitate accountability, and provide a roadmap for how an organization plans to rectify identified issues to improve its operations and service quality.
The Statement of Deficiencies and Plan of Correction must report specific deficiencies, the nature of the violations, the corrective actions to be undertaken, timelines for completion, responsible parties, and evidence of compliance measures put in place.
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