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SEC Form 3 FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0104 December 31, 2014 0.5 Expires: hours per response: INITIAL STATEMENT OF

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How to fill out sec form 3

How to fill out sec form 3:

01

Provide your personal information, including your name, address, and social security number.

02

Indicate your relationship with the company for which the form is being filed (e.g., director, officer, or beneficial owner).

03

Disclose any transactions involving securities, including the date, nature of the transaction, and the number of securities involved.

Who needs sec form 3:

01

Individuals who are directors or officers of a publicly traded company are required to file sec form 3 to report their initial ownership of company securities.

02

Beneficial owners with more than 10% ownership in a class of the company's equity securities are also required to file sec form 3.

03

Any changes in ownership or transactions involving company securities must be reported promptly using sec form 3.

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What is sec form 3?

SEC Form 3 is a form filed with the Securities and Exchange Commission (SEC) to report initial statements of beneficial ownership of securities by individuals.

Who is required to file sec form 3?

Any individual who becomes a director, officer, or 10% owner (beneficially) of a registered company must file SEC Form 3.

How to fill out sec form 3?

To fill out SEC Form 3, the individual must provide their personal information, details of the security ownership, and any other relevant information requested on the form.

What is the purpose of sec form 3?

The purpose of SEC Form 3 is to disclose the initial acquisition or change in ownership of securities by individuals who hold positions of responsibility in registered companies.

What information must be reported on sec form 3?

SEC Form 3 requires reporting of personal information, details of the security ownership, date of acquisition, source of funds, and any other information necessary to comply with reporting requirements.

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