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This document provides notice regarding an exemption request by Riverside Micro-Cap Fund II, L.P. for financing a small concern under the Small Business Investment Act.
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How to fill out notice seeking exemption under
How to fill out Notice Seeking Exemption Under Section 312 of the Small Business Investment Act
01
Review the requirements outlined in Section 312 of the Small Business Investment Act.
02
Gather all necessary documentation to support your request for exemption.
03
Complete the Notice Seeking Exemption form, ensuring all fields are filled accurately.
04
Provide a clear explanation of the reasons for the exemption request in the designated section.
05
Attach the supporting documentation along with the completed form.
06
Submit the form and attachments to the appropriate regulatory body as specified in the guidelines.
07
Keep a copy of your submission for your records.
Who needs Notice Seeking Exemption Under Section 312 of the Small Business Investment Act?
01
Small businesses seeking financial assistance under the Small Business Investment Act.
02
Businesses that believe they qualify for an exemption based on specific criteria outlined in Section 312.
03
Investors or funds that require a formal exemption notice for compliance with regulations.
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People Also Ask about
What are the exemptions under the Investment Company Act?
Section 3(c)(1) funds Section 3(c)(1) exempts private funds of any size, provided that they have no more than 100 beneficial owners, all of whom are accredited investors.
What is the purpose of the small business Act?
It is the declared policy of the Congress that the Government should aid, counsel, assist, and protect, insofar as is possible, the interests of small-business concerns in order to preserve free competitive enter- prise, to insure that a fair proportion of the total purchases and contracts or subcontracts for property
What is the mission of the SBIC program?
Since 1958, the mission of the Small Business Investment Company (SBIC) program has been to stimulate and supplement the flow of private equity capital and long-term debt financing that American small businesses need to operate, expand and modernize their businesses.
What is the 40% rule in the Investment Company Act?
Under Section 3(a)(1(C) of the act, an issuer may become an investment company if it is engaged, or proposes to engage, in the business of investing, reinvesting, owning, holding or trading in securities and it owns or proposes to acquire, investment securities having a value exceeding 40 percent of the value of its
What is Section 302 of the Small Business Investment Act?
(c) Section 302(b) of the Small Business Investment Act authorizes national banks, as well as other member banks and nonmember insured banks to the extent permitted by applicable State law, to invest capital in small business investment companies not exceeding one percent of the capital and surplus of such banks.
What is Section 8 of the small business Act?
(a) Section 8(a) of the Small Business Act ( 15 U.S.C. 637(a) ) established a program that authorizes the Small Business Administration (SBA) to enter into all types of contracts with other agencies and award subcontracts for performing those contracts to firms eligible for program participation.
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What is Notice Seeking Exemption Under Section 312 of the Small Business Investment Act?
The Notice Seeking Exemption Under Section 312 of the Small Business Investment Act is a formal request submitted to the Small Business Administration (SBA) by small business investment companies (SBICs) seeking an exemption from certain regulatory requirements.
Who is required to file Notice Seeking Exemption Under Section 312 of the Small Business Investment Act?
Small Business Investment Companies (SBICs) that wish to obtain an exemption from specific provisions of the Small Business Investment Act must file the Notice Seeking Exemption Under Section 312.
How to fill out Notice Seeking Exemption Under Section 312 of the Small Business Investment Act?
To fill out the Notice Seeking Exemption, applicants must provide detailed information about their business, financial condition, and the specific exemption sought, ensuring all required documents are included and submitted to the SBA.
What is the purpose of Notice Seeking Exemption Under Section 312 of the Small Business Investment Act?
The purpose of the Notice Seeking Exemption is to allow SBICs to request waivers from certain regulations, thereby enabling them to operate more flexibly while still complying with the overarching goals of the Small Business Investment Act.
What information must be reported on Notice Seeking Exemption Under Section 312 of the Small Business Investment Act?
The Notice must include information about the SBIC's business structure, financial statements, the specific regulatory provisions for which the exemption is sought, and any other relevant details that support the request for exemption.
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