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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM 10K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended DECEMBER
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As for who needs sec, SEC forms are typically required by individuals or entities that come under the jurisdiction of the Securities and Exchange Commission (SEC). This may include companies issuing securities or publicly traded companies, investment firms, brokers, dealers, and other market participants. The specific SEC form required will depend on the nature of the entity and the purpose of filing, such as registration statements, annual reports, disclosure filings, or other regulatory filings. It is advisable to consult legal or financial professionals to determine whether you need to fill out a specific SEC form.
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The Securities and Exchange Commission (SEC) is a regulatory agency that oversees the securities industry in the United States.
Companies that meet certain criteria, such as being publicly traded or having a certain number of shareholders, are required to file reports with the SEC.
Companies can fill out SEC forms electronically through the SEC's EDGAR system or submit physical copies by mail.
The SEC's main purpose is to protect investors and maintain fair and orderly markets by ensuring companies provide accurate and timely information to the public.
Companies must report various information such as financial statements, executive compensation, major corporate events, and other relevant information.
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