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This document is an order from the Securities and Exchange Commission affirming the denial of Research Affiliates, LLC's requests for confidential treatment of its Form 13F information, concerning
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How to fill out order affirming form denial
How to fill out ORDER AFFIRMING THE DENIAL OF REQUESTS FOR CONFIDENTIAL TREATMENT
01
Obtain a copy of the ORDER AFFIRMING THE DENIAL OF REQUESTS FOR CONFIDENTIAL TREATMENT form.
02
Review the specific requirements stated in the form for completeness.
03
Fill in the case number and any relevant identifiers at the top of the document.
04
Provide details related to the request that has been denied, including date and reason for denial.
05
Include any relevant parties or stakeholders that were involved in the request.
06
Sign and date the form in the designated area.
07
Submit the completed form to the appropriate authority or court as instructed.
Who needs ORDER AFFIRMING THE DENIAL OF REQUESTS FOR CONFIDENTIAL TREATMENT?
01
Individuals or entities that have had their requests for confidential treatment denied.
02
Legal representatives or attorneys handling cases involving requests for confidentiality.
03
Organizations that require confirmation of the denial for compliance or procedural purposes.
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People Also Ask about
What is a confidential treatment request under FOIA?
Requests for Confidential Treatment (RCT) Commission Regulation 145.9, 17 CFR 145.9, provides a procedure by which persons submitting information may request that it be withheld when requested under the Freedom of Information Act (FOIA), 5 U.S.C. § 552.
What is a confidential treatment request?
A confidential treatment order (CTO) is issued by the SEC and may only be in effect for a certain period of time. If a company wishes to omit certain information from their required filings they can complete a confidential treatment order request, which is reviewed by the SEC.
What is the FOIA Rule 83?
Section 83 is a simpler means, with few formal requirements, for gaining access to your charge file. FOIA applies to all types of agency records, including charge files. FOIA requests must be processed in ance with the statutory dictates of the FOIA and EEOC regulations.
What is a confidential treatment order?
A confidential treatment order (CTO) is issued by the Securities and Exchange Commission (SEC) and allows a company to omit or withhold information that would originally be disclosed in SEC filings. The SEC issues CTOs in response to a company's request to withhold info, known as a confidential treatment request (CTR).
What is the rule 418 confidential treatment?
Rule 418 provides broad authority to the SEC and its staff to request information concerning a company, its registration statement, the distribution of its securities and market or underwriter activities. Rule 12b-4 provides similar authority with respect to registration statements and periodic or other reports.
What is a confidential treatment request Rule 83?
Confidential Treatment Requests SEC Rule 83 (17 CFR 200.83) provides a confidential treatment procedure for those submitting information to the agency to ask that it be withheld when requested under the Freedom of Information Act.
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What is ORDER AFFIRMING THE DENIAL OF REQUESTS FOR CONFIDENTIAL TREATMENT?
ORDER AFFIRMING THE DENIAL OF REQUESTS FOR CONFIDENTIAL TREATMENT is a legal document issued by a regulatory authority that formally rejects a request for confidential treatment of certain information submitted by a party, indicating that the information will be disclosed to the public or is not eligible for confidentiality.
Who is required to file ORDER AFFIRMING THE DENIAL OF REQUESTS FOR CONFIDENTIAL TREATMENT?
Typically, the regulatory authority that reviewed the confidentiality request is responsible for issuing the ORDER AFFIRMING THE DENIAL. The party who originally filed the request for confidential treatment will be notified of the denial.
How to fill out ORDER AFFIRMING THE DENIAL OF REQUESTS FOR CONFIDENTIAL TREATMENT?
To fill out the ORDER AFFIRMING THE DENIAL, the regulatory authority must provide specific details including the identification of the information for which confidentiality was requested, the reasons for the denial, any applicable laws or regulations, and the date of the order.
What is the purpose of ORDER AFFIRMING THE DENIAL OF REQUESTS FOR CONFIDENTIAL TREATMENT?
The purpose of this order is to provide clarity and transparency regarding the denial of confidentiality requests, ensuring that the reasons for such a decision are documented and communicated to relevant parties.
What information must be reported on ORDER AFFIRMING THE DENIAL OF REQUESTS FOR CONFIDENTIAL TREATMENT?
The ORDER AFFIRMING THE DENIAL must report information including the identity of the requesting party, a description of the information denied confidentiality, the rationale behind the denial, and any pertinent regulatory citations or legal precedents.
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