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This document outlines the professional conduct rules for public accountants, focusing on independence, integrity, competence, confidentiality, responsibilities to clients, and standards for advertising
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Read the complete document to understand its purpose and scope.
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Identify the specific sections that pertain to your profession.
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Gather any required supporting documents or information.
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Fill out the required information in the designated sections.
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Who needs Rules of Professional Conduct?

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Legal professionals such as attorneys and paralegals.
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Accountants and auditors.
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Healthcare providers, including doctors and nurses.
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Real estate agents and brokers.
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Financial advisors and investment professionals.
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Faculty and students in academic programs preparing for professional licensing.
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Code of Ethics - the five fundamental principles 1) Integrity. 2) Objectivity. 3) Professional competence and due care. 4) Confidentiality. 5) Professional behaviour.
(c) A lawyer shall not solicit any substantial gift from a client, including a testamentary gift, or prepare on behalf of a client an instrument giving the lawyer or a person related to the lawyer any substantial gift unless the lawyer or other recipient of the gift is related to the client.
In pertinent part, Rule 1.8(h) of the Alabama Rules of Professional Conduct states that “a lawyer shall not make an agreement prospectively limiting the lawyer's liability to a client for malpractice unless permitted by law and the client is independently represented in the making of the agreement”
Rule 1.8(c): Gifts to Lawyers The Commission recommends adding a prohibition on a lawyer soliciting a substantial gift from a client, in order to avoid the danger of overreaching. The current Rule has been criticized for regulating gifts made by instrument but not those made in other ways.
In representing a client, a lawyer shall not communicate about the subject of the representation with a person the lawyer knows to be represented by another lawyer in the matter, unless the lawyer has the consent of the other lawyer or is authorized to do so by law or a court order.
Unauthorized Practice of Law; Multijurisdictional Practice of Law. (a) A lawyer shall not practice law in a jurisdiction in violation of the regulation of the legal profession in that jurisdiction, or assist another in doing so.

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The Rules of Professional Conduct are a set of guidelines and ethical standards that govern the professional behavior of lawyers and other professionals within the legal field.
Lawyers and legal practitioners are required to adhere to and file any necessary documentation related to the Rules of Professional Conduct as part of their professional obligations.
To fill out Rules of Professional Conduct, legal professionals should carefully review the specific rules applicable to their jurisdiction, complete any required forms accurately, and ensure submission by any relevant deadlines.
The purpose of the Rules of Professional Conduct is to ensure ethical practice, maintain the integrity of the legal profession, protect clients' rights, and provide guidance for lawyers in their professional conduct.
Information that must be reported includes adherence to ethical standards, any conflicts of interest, client representation details, and any disciplinary actions or complaints against the attorney.
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