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1933 Act/Rule 481(b) (1)HALE AND DORR1940 Act/Rule 22d1 Form N1A under both ActsCOUNSELLORS AT LAW60 STATE STREET, BOSTON, MASSACHUSETTS 02109E. ; / 0 crts6175265000Aa r; 6175266000. FAMOUS, lo ZO

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What is form n-1a under both?

Form N-1A is a registration form filed by mutual funds under both the Securities Act of 1933 and the Investment Company Act of 1940. It provides essential information about the fund to the Securities and Exchange Commission (SEC) and prospective investors.

Who is required to file form n-1a under both?

All mutual funds, including open-end funds, unit investment trusts, and exchange-traded funds, are required to file Form N-1A under both the Securities Act and the Investment Company Act.

How to fill out form n-1a under both?

To fill out Form N-1A, the mutual fund must provide detailed information about its objectives, investment strategies, risks, fees, performance, and other relevant information. This includes information about the fund's management team, investment holdings, financial statements, and regulatory compliance.

What is the purpose of form n-1a under both?

The purpose of Form N-1A is to ensure transparency and protect investors by providing them with essential information about a mutual fund's objectives, strategies, risks, and fees. It helps investors make informed investment decisions and promotes fair competition among mutual funds.

What information must be reported on form n-1a under both?

Form N-1A requires mutual funds to report various information, including the fund's name, address, investment objectives, principal investment strategies, risks, fees and expenses, performance data, financial statements, and management details. Any material changes to this information must be promptly updated and filed with the SEC.

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