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This document details a proposed rule change by the Chicago Mercantile Exchange to amend CME Rule 971 regarding the oversight of customer funds at futures commission merchants.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a document that is filed with the SEC by self-regulatory organizations (SROs) to propose changes to their rules, policies, or procedures.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as exchanges and association entities, are required to file Form 19b-4 when they propose rule changes.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs need to provide detailed information about the proposed rule change, including the text of the proposed rule, the rationale behind it, and any impact it may have on the marketplace.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to allow self-regulatory organizations to notify the SEC and the public of proposed rule changes to ensure transparency, compliance, and regulatory oversight.
What information must be reported on Form 19b-4?
Information that must be reported on Form 19b-4 includes the proposed rule text, a description of the proposed changes, the reasons for the changes, and any potential impact on market participants.
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