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This document details a proposed rule change by the Chicago Mercantile Exchange to comply with changes in CFTC regulations governing derivatives clearing organizations.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing submitted by self-regulatory organizations (SROs) to the Securities and Exchange Commission (SEC) in the United States to propose rule changes or amendments.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and clearinghouses are required to file Form 19b-4 when they want to propose changes to their rules.
How to fill out Form 19b-4?
Form 19b-4 must be filled out by providing details about the proposed rule change, including the text of the proposed rule, an explanation of the reasons for the change, and any anticipated impact on the market.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight by allowing the SEC to review proposed changes to SRO rules before they are implemented.
What information must be reported on Form 19b-4?
Information required on Form 19b-4 includes the proposed rule change text, the reasoning behind the change, its impact on the market and participants, and compliance with applicable laws and regulations.
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