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This document outlines the proposed rule change to amend the fee schedule applicable to members of BATS Y-Exchange, Inc. under the Securities Exchange Act of 1934, including modifications to pricing
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by a self-regulatory organization (SRO) to submit proposed rule changes to the U.S. Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations, including national securities exchanges and associations, are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, applicants must provide details about the proposed rule change, including the text of the proposed rule, a statement of purpose, and relevant information supporting the change. The form must be comprehensive and follow SEC directives.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to facilitate the SEC's review process of proposed rule changes by SROs, ensuring compliance with securities laws and protecting market integrity.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule text, description of the rule change's purpose, analysis of its impact on market participants, and any potential effect on competition.
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