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This form outlines a proposed rule change regarding the extension of a pilot program on clearly erroneous executions under the Securities Exchange Act of 1934.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a submission form used by self-regulatory organizations (SROs) to propose new rules or amendments to existing rules with the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as national exchanges, are required to file Form 19b-4 when they seek to amend their rules or introduce new rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must provide specific information including the proposed rule changes, a legal analysis, and justification for the changes, along with any relevant supporting information.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide the SEC with information regarding proposed rule changes or new rules of SROs to ensure compliance with the Securities Exchange Act and to allow for public comments.
What information must be reported on Form 19b-4?
Form 19b-4 must report detailed information regarding the substance of the proposed rule changes, the rationale behind the changes, the expected impact on the market, and any risks involved.
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