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This document outlines a proposed rule change concerning the fee schedule applicable to members of BATS Y-Exchange, Inc., in accordance with the Securities Exchange Act of 1934.

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How to fill out Proposed Rule Change by BATS Y-Exchange, Inc.

01

Obtain the Proposed Rule Change form from the BATS Y-Exchange website.

02

Review the existing rules thoroughly to understand the proposed changes.

03

Fill out the required sections of the form, including the proposal details.

04

Justify the need for the rule change, providing supporting documentation if necessary.

05

Include the names and signatures of the proponents of the rule change.

06

Submit the completed form through the designated submission channel established by BATS Y-Exchange.

07

Monitor the submission process for feedback or requests for additional information.

Who needs Proposed Rule Change by BATS Y-Exchange, Inc.?

01

Exchange members who wish to propose changes to trading rules.

02

Regulatory bodies that need to evaluate rule changes.

03

Investors and traders interested in understanding potential changes affecting trading.

04

Legal teams managing compliance and regulatory obligations.

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What is Proposed Rule Change by BATS Y-Exchange, Inc.?

The Proposed Rule Change by BATS Y-Exchange, Inc. refers to a process where BATS submits modifications to its existing rules to the relevant regulatory authority for approval, often aimed at improving market operations, increasing transparency, or enhancing trading practices.

Who is required to file Proposed Rule Change by BATS Y-Exchange, Inc.?

Typically, the responsibility to file a Proposed Rule Change lies with the management and regulatory compliance teams of BATS Y-Exchange, Inc., including any affiliated entities that seek to amend their operational rules.

How to fill out Proposed Rule Change by BATS Y-Exchange, Inc.?

To fill out the Proposed Rule Change, BATS must complete a standardized form provided by the regulatory authority, detailing proposed amendments, justifications for the changes, and any anticipated impact on market participants.

What is the purpose of Proposed Rule Change by BATS Y-Exchange, Inc.?

The purpose of a Proposed Rule Change is to enhance market functionality, ensure compliance with regulatory standards, and address any issues that may arise from changing market conditions or technological advancements.

What information must be reported on Proposed Rule Change by BATS Y-Exchange, Inc.?

The information that must be reported includes a description of the proposed changes, the rationale for the changes, the expected effects on market participants, and any relevant data or analysis supporting the proposal.

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