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This document outlines the procedures for recording and reporting protocol deviations in cancer chemoprevention studies, specifically for the Consortium Lead Organization and Participating Organizations.
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How to fill out recording and reporting protocol

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How to fill out Recording and Reporting Protocol Deviations

01
Start by reviewing the protocol to understand the requirements.
02
Identify the specific deviation from the protocol.
03
Document the date and time the deviation occurred.
04
Provide a detailed description of the deviation, including what was supposed to happen.
05
Explain the reason for the deviation and any impacts on the study.
06
Include any corrective actions taken to address the deviation.
07
Sign and date the form to verify the accuracy of the information.

Who needs Recording and Reporting Protocol Deviations?

01
Researchers conducting clinical trials.
02
Study coordinators managing trial protocols.
03
Regulatory affairs professionals ensuring compliance.
04
Data managers overseeing data integrity.
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6 Ways to Reduce Protocol Deviations in Clinical Trials with StudyTeam Technology Digital data collection during pre-screening. Centralized management of trial activities in one system. Visit schedules with built-in visit window tolerances. Automated sponsor reporting with real-time data access.
While FDA regulations do not require the reporting of all protocol deviations as defined in the Draft Guidance, investigators are required to maintain records of all protocol deviations in device investigations.
All protocol deviations should be reported by the Site Investigator or designee using the Protocol Deviation Form in Rave. Designees should be assigned the role of Rave CRA in the site DTL.
While FDA regulations do not require the reporting of all protocol deviations as defined in the Draft Guidance, investigators are required to maintain records of all protocol deviations in device investigations.
All protocol deviations should be reported by the Site Investigator or designee using the Protocol Deviation Form in Rave. Designees should be assigned the role of Rave CRA in the site DTL.
For non-exempt research, protocol deviations must be reported to the IRB within five business days of their occurrence or identification. If a protocol deviation meets the criteria of unexpectedness, relatedness to research, and increased risk, it should be reported to the IRB as an Unanticipated Problem.
For non-exempt research, protocol deviations must be reported to the IRB within five business days of their occurrence or identification. If a protocol deviation meets the criteria of unexpectedness, relatedness to research, and increased risk, it should be reported to the IRB as an Unanticipated Problem.
failing to perform a required lab test; dispensing or dosing error for study medication/drug; conducting a study visit outside of the required timeframe; failing to report unanticipated problems involving risks to participants or others to the IRB and sponsor (if applicable);

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Recording and Reporting Protocol Deviations refer to the process of documenting any deviations from established protocols or procedures in a systematic manner to ensure compliance and facilitate corrective actions.
Typically, researchers, project managers, and any personnel involved in the execution of a protocol are required to file Recording and Reporting Protocol Deviations whenever they notice a deviation from the stipulated procedures.
To fill out Recording and Reporting Protocol Deviations, one should provide details such as the nature of the deviation, the date it occurred, the reasons for the deviation, and any actions taken to address it, using the designated reporting format.
The purpose of Recording and Reporting Protocol Deviations is to ensure that all non-compliance incidents are documented for evaluation, to maintain the integrity of the study or project, and to support regulatory requirements.
The information that must be reported includes the date of the deviation, a detailed description of the deviation, the impact on the study or project, any corrective actions taken, and recommendations to prevent recurrence.
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