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This document outlines proposed changes to registration and reporting requirements for member and participant organizations at the Philadelphia Stock Exchange, under the Securities Exchange Act of
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by self-regulatory organizations (SROs) to propose rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations like stock exchanges and other trading platforms are required to file Form 19b-4 when they want to implement a new rule or amend an existing one.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must include detailed information about the proposed rule change, including the text of the rule, the purpose, and any relevant data or analysis.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide the SEC with sufficient information to evaluate the proposed rule changes made by SROs, ensuring regulatory compliance and market integrity.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule change text, a statement of the statutory basis for the proposal, a description of the purpose and impact, and any planned timeline for implementation.
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