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This document outlines EDGA Exchange's proposed rule change to add a telemarketing rule that codifies FTC regulations regarding deceptive and abusive telemarketing practices, requiring compliance
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How to fill out proposed rule change by
How to fill out Proposed Rule Change by EDGA Exchange, Inc.
01
Visit the EDGA Exchange, Inc. website to access the Proposed Rule Change form.
02
Read the instructions provided to understand the requirements.
03
Fill out your personal and company information as required.
04
Clearly outline the proposed changes you are suggesting.
05
Provide a rationale for the proposed changes, explaining why they are necessary.
06
Include any supporting documentation or evidence to substantiate your proposal.
07
Review the completed form for accuracy and completeness.
08
Submit the form as directed, following any submission guidelines provided by EDGA.
Who needs Proposed Rule Change by EDGA Exchange, Inc.?
01
Registered members of the EDGA Exchange who wish to propose changes to existing rules.
02
Market participants seeking to address regulatory issues or improve market operations.
03
Entities interested in influencing policy and governance of EDGA Exchange.
04
Organizations affected by current rules and regulations of the EDGA Exchange.
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What is Proposed Rule Change by EDGA Exchange, Inc.?
The Proposed Rule Change by EDGA Exchange, Inc. refers to a formal submission made to implement new rules or amendments to existing rules related to the operation of the exchange, which must be approved by the SEC.
Who is required to file Proposed Rule Change by EDGA Exchange, Inc.?
The EDGA Exchange, Inc. itself is required to file the Proposed Rule Change with the SEC, but any member of the exchange may also submit proposals or recommendations for rule changes.
How to fill out Proposed Rule Change by EDGA Exchange, Inc.?
To fill out a Proposed Rule Change, one must provide detailed information regarding the change being proposed, including the specific rule sections affected, the rationale for the proposed change, and any relevant data or analysis.
What is the purpose of Proposed Rule Change by EDGA Exchange, Inc.?
The purpose of a Proposed Rule Change is to ensure that the rules of the exchange are up-to-date, reflect current market practices, enhance market efficiency, and protect investors.
What information must be reported on Proposed Rule Change by EDGA Exchange, Inc.?
The information that must be reported includes the text of the proposed rule change, a statement of the purpose and the effect of the rule change, any external market data, and a summary of comments received during the public comment period.
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