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This document outlines a proposed rule change by BATS Exchange to amend certain trading rules to allow optional attribution of orders submitted to the Exchange.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a document used by self-regulatory organizations (SROs) to file proposed rule changes with the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations, such as stock exchanges and other trading platforms, are required to file Form 19b-4 when proposing changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs need to provide detailed information about the proposed rule change, including the text of the rule, the purpose of the change, and any impact on members and the market.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide the SEC with sufficient information to evaluate the proposed rule changes of SROs and to ensure that they are consistent with the Securities Exchange Act.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the proposed rule text, a description of the proposed change, the purpose of the change, and any analyses regarding its economic impact on the marketplace.
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