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This document is used to report changes in beneficial ownership of securities by directors, officers, or beneficial owners of more than 10% of a registered security, as required under the Securities
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How to fill out Statement of Changes in Beneficial Ownership of Securities

01
Begin by obtaining the Statement of Changes in Beneficial Ownership form from the appropriate regulatory authority.
02
Fill out your name and contact details at the top of the form.
03
Provide your relationship to the company whose securities you've changed ownership of.
04
List the securities involved, including the type, class, and number of securities that changed ownership.
05
Specify the date of the transaction and the nature of the change (e.g., purchase, sale, gift).
06
Include the price per share, if applicable, and the total amount of the transaction.
07
Indicate whether the transaction was direct or indirect ownership.
08
Sign and date the form to certify the accuracy of the information provided.
09
Submit the completed form to the relevant regulatory body by the deadline.

Who needs Statement of Changes in Beneficial Ownership of Securities?

01
Insiders of a publicly-traded company, such as directors, officers, and large shareholders.
02
Individuals who have changed their beneficial ownership of securities.
03
Companies that are required to report changes in ownership to maintain transparency and comply with regulations.
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People Also Ask about

That means that you are now holding the shares as trustee for someone else, but would be changing ownership from that trust to you personally - that other person or trust therefore ceases the beneficial owner.
Form 3 – Initial Statement of Beneficial Ownership of Securities. Form 3 must be filed within 10 days of any individual or entity first becoming an insider. Form 3 includes the details of any equity securities of the public company that the insider beneficially owns at the time of becoming an insider.
SEC Form 3: Initial Statement of Beneficial Ownership of Securities is a document filed by a company insider or major shareholder with the Securities and Exchange Commission (SEC).
On October 10, 2023, the Securities and Exchange Commission ("SEC") adopted amendments to modernize the rules governing beneficial ownership reporting under Sections 13(d) and 13(g)1 of the Securities Exchange Act of 1934 ("Exchange Act"), which provide companies and markets visibility into the ownership of shares of
SEC Form 4: Statement of Changes in Beneficial Ownership is a document that is required to be completed and filed with the SEC whenever a company insider in the US buys or sells shares in their own company.
Form 3 is a document that a company insider or major shareholder must file with the SEC. The information provided on the form is meant to disclose the holdings of directors, officers, and beneficial owners of registered companies and becomes public record.

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The Statement of Changes in Beneficial Ownership of Securities is a form that must be filed with the Securities and Exchange Commission (SEC) by individuals who buy or sell shares in a public company, showcasing changes in their ownership.
Insiders, which include officers, directors, and shareholders owning more than 10% of a company's securities, are required to file the Statement of Changes in Beneficial Ownership of Securities.
To fill out the form, individuals must provide details about all transactions that affect their ownership, including the date of the transaction, the number of shares bought or sold, the price per share, and their total ownership after the transaction.
The purpose of the Statement of Changes in Beneficial Ownership of Securities is to promote transparency in trading activities by insiders and to inform investors about changes in a company’s ownership.
The information required includes the identity of the reporting person, their relationship to the issuer, transaction dates, number of securities bought or sold, the price per security, and the total ownership status.
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