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This document is used to report changes in beneficial ownership of securities as required by the SEC under the Securities Exchange Act of 1934. It details transactions and ownership information for
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How to fill out form 4 - statement
How to fill out Form 4 - Statement of Changes in Beneficial Ownership of Securities
01
Obtain a copy of Form 4 - Statement of Changes in Beneficial Ownership of Securities.
02
Fill in the reporting person's name, address, and relationship to the issuer.
03
Provide details of the security to which the statement pertains, including ticker symbol and class of securities.
04
Indicate the date of the transaction and the amount of securities involved.
05
Specify whether the transaction was a purchase or a sale.
06
List any other relevant information, such as the price of the securities and the nature of the transaction.
07
Sign and date the form to certify the information is accurate.
08
Submit the completed Form 4 to the appropriate regulatory authority, such as the SEC, electronically or in paper format.
Who needs Form 4 - Statement of Changes in Beneficial Ownership of Securities?
01
Corporate executives and officers.
02
Directors of publicly traded companies.
03
Individuals who own more than 10% of a company's voting shares.
04
Any insider who makes a change in their beneficial ownership of the company's securities.
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People Also Ask about
Is a Form 4 a section 16 filing?
Anyone who is a Section 16 insider of a reporting company must file a Form 4 with the SEC under Section 16 of the Exchange Act to report any changes in the filer's beneficial ownership of any class of the company's equity securities after the filer executes a transaction.
Who is required to file Form 4?
What is SEC Form F-4? The Securities Act refers to this form as a registration statement because it is used to provide basic information and key facts about securities being offered by a company and about the company itself.
What is a Form 4 filing with SEC?
SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.
What is a Form 4 filled with the SEC?
Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
What is a Form 4 statement of changes in beneficial ownership?
In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
Is SEC Form 4 bullish?
As a general rule, Form 4 filings that show substantial insider buying activity are a bullish signal.
Where can I find SEC Form 4?
Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
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What is Form 4 - Statement of Changes in Beneficial Ownership of Securities?
Form 4 is a document that publicly reports changes in the ownership of a company's securities by its insiders, including officers, directors, and certain shareholders.
Who is required to file Form 4 - Statement of Changes in Beneficial Ownership of Securities?
Officers, directors, and beneficial owners of more than 10% of a company's equity securities are required to file Form 4.
How to fill out Form 4 - Statement of Changes in Beneficial Ownership of Securities?
Form 4 is filled out by providing details such as the insider's name, relationship to the company, date of the transaction, type of security involved, and changes in beneficial ownership, and then submitting it to the SEC.
What is the purpose of Form 4 - Statement of Changes in Beneficial Ownership of Securities?
The purpose of Form 4 is to ensure transparency and provide the public with timely information regarding the trades made by insiders which may affect investors' decisions.
What information must be reported on Form 4 - Statement of Changes in Beneficial Ownership of Securities?
Form 4 must report information including the insider's identity, details of the transaction (including date, type, and number of shares involved), and the ownership structure before and after the transaction.
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