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This document certifies compliance with federal regulations for the protection of human subjects in research conducted at the University of Puerto Rico at Mayagüez, outlining ethical principles,
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How to fill out Assurance of Compliance with the Department of Health and Human Services Regulations for the Protection of Human Research Subjects

01
Obtain the Assurance of Compliance form from the Department of Health and Human Services (HHS) website or the relevant office.
02
Review the instructions provided with the form to understand the requirements.
03
Fill out the contact information section, including the name of the institution and the principal investigator.
04
Indicate the types of research activities that will be conducted involving human subjects.
05
Provide a detailed description of the policies and procedures in place to protect human subjects.
06
Ensure that the research complies with federal and state regulations regarding human subjects protections.
07
Include the institution's commitment to uphold ethical standards in research.
08
Review the completed form for accuracy and completeness.
09
Submit the form as directed, including any required documentation or agreements.

Who needs Assurance of Compliance with the Department of Health and Human Services Regulations for the Protection of Human Research Subjects?

01
Research institutions conducting studies involving human subjects.
02
Principal investigators responsible for overseeing research projects.
03
Organizations applying for federal funding that involves research with human subjects.
04
Any entity seeking to ensure compliance with HHS regulations on human subject protections.
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The current U.S. system of protection for human research subjects is heavily influenced by the Belmont Report, written in 1979 by the National Commission for the Protection of Human Subjects of Biomedical and Behavioral Research.
After the U.S Public Health Service's (USPHS) Untreated Syphilis Study at Tuskegee, the government changed its research practices. In 1974, the National Research Act was signed into law, creating the National Commission for the Protection of Human Subjects of Biomedical and Behavioral Research.
A 1966 study of abuses, written by Dr. Henry K. Beecher, helped inform government policies adopted in that year. Likewise, the discovery in the 1970s that unwitting subjects had been allowed to suffer syphilis in the 1930s Tuskegee Experiment preceded a call for tighter regulation of federally-funded human research.
The requirement that human subject research must have free and voluntary informed consent can easily be traced back to the crimes of the physicians and scientists. In those experiments, the consent of the victims was never even sought.
The regulations we have to protect people in research came about after a series of events in the twentieth century in which doctors and scientists abused the trust that society placed in them.
Through the assurance of compliance, an institution commits to HHS that it will comply with the requirements set forth in the regulations for the protection of human subjects at 45 CFR part 46. The Federalwide Assurance is the only type of assurance of compliance accepted and approved by OHRP.

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Assurance of Compliance is a formal agreement between an institution and the Department of Health and Human Services (HHS) stating that the institution will follow the HHS regulations for the protection of human subjects in research, ensuring ethical standards and adherence to regulations.
Institutions that conduct research involving human subjects and seek federal funding or that engage in research regulated by HHS are required to file an Assurance of Compliance.
To fill out the Assurance of Compliance, an institution must provide details about its research ethics review process, policies regarding the protection of human subjects, and designate a contact person for the HHS. Institutions must complete the appropriate forms available from HHS and submit them for review.
The purpose of Assurance of Compliance is to ensure that research involving human subjects is conducted ethically, with adequate protections against risks and rights violations, and to provide oversight by HHS to guarantee adherence to regulations.
The Assurance of Compliance must report the institution's commitment to comply with HHS regulations, the structure and responsibilities of the Institutional Review Board (IRB), procedures for informed consent, and methods for managing conflicts of interest.
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