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This document is used to report changes in beneficial ownership of securities by a reporting person under the Securities Exchange Act of 1934.
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How to fill out form 4
How to fill out FORM 4
01
Obtain FORM 4 from the appropriate government or regulatory agency.
02
Read the instructions provided with the form carefully.
03
Fill in your personal details such as name, address, and contact information in the designated sections.
04
Provide any required identification or documentation as specified on the form.
05
Complete any specific sections related to the purpose of FORM 4, such as disclosures or declarations.
06
Review the information provided to ensure accuracy and completeness.
07
Sign and date the form where indicated.
08
Submit the completed form as directed, either by mail, in-person, or electronically if applicable.
Who needs FORM 4?
01
Individuals or entities required to report specific financial or personal information to regulatory bodies.
02
Business owners applying for certain licenses or permits.
03
Participants in legal proceedings that necessitate disclosures in FORM 4.
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What is FORM 4?
FORM 4 is a document required by the Securities and Exchange Commission (SEC) for reporting changes in the ownership of shares in a publicly traded company by its officers, directors, and significant shareholders.
Who is required to file FORM 4?
Officers, directors, and beneficial owners of more than 10% of a company's stock are required to file FORM 4 with the SEC when they buy or sell shares of their company's stock.
How to fill out FORM 4?
FORM 4 must be filled out by providing details such as the reporting person's name, position, the date of the transaction, the number of shares bought or sold, and the price at which the transaction occurred. The form must then be submitted electronically to the SEC.
What is the purpose of FORM 4?
The purpose of FORM 4 is to provide transparency in the trading activities of corporate insiders, helping to ensure fair trading practices and inform shareholders and the public of potential conflicts of interest.
What information must be reported on FORM 4?
FORM 4 requires the reporting of information including the reporting person's name, relationship to the company, the date of the transaction, the amount of securities acquired or disposed of, price per share, and the ownership form (direct or indirect).
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