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This document outlines a proposed rule change filed by the Philadelphia Stock Exchange, providing information regarding the proposal and amendments related to the Securities Exchange Act of 1934.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a document used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as stock exchanges and association of brokers and dealers, are required to file Form 19b-4 when they intend to propose a new rule or change an existing rule.
How to fill out Form 19b-4?
To fill out Form 19b-4, the organization must provide detailed information about the proposed rule change, including the text of the rule, an explanation of its purpose, and any economic analyses relevant to the proposed change.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure that proposed rule changes made by SROs are reviewed and approved by the SEC, maintaining regulatory oversight and transparency in the securities markets.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the text of the proposed rule change, a statement of the purpose and effect of the change, any relevant conditions or circumstances, and a description of the economic impact of the proposed change.
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