Get the free Form 19b-4
Show details
This document outlines the proposed rule change to amend the Short Term Option Series Program for weekly options, allowing for more granular strike price intervals, as part of a competitive filing
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form 19b-4
Edit your form 19b-4 form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form 19b-4 form via URL. You can also download, print, or export forms to your preferred cloud storage service.
Editing form 19b-4 online
Use the instructions below to start using our professional PDF editor:
1
Log in. Click Start Free Trial and create a profile if necessary.
2
Simply add a document. Select Add New from your Dashboard and import a file into the system by uploading it from your device or importing it via the cloud, online, or internal mail. Then click Begin editing.
3
Edit form 19b-4. Rearrange and rotate pages, insert new and alter existing texts, add new objects, and take advantage of other helpful tools. Click Done to apply changes and return to your Dashboard. Go to the Documents tab to access merging, splitting, locking, or unlocking functions.
4
Save your file. Select it from your records list. Then, click the right toolbar and select one of the various exporting options: save in numerous formats, download as PDF, email, or cloud.
It's easier to work with documents with pdfFiller than you can have believed. You can sign up for an account to see for yourself.
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form 19b-4
How to fill out Form 19b-4
01
Obtain Form 19b-4 from the relevant authority's website or office.
02
Read the instructions provided with the form carefully.
03
Fill out the 'Applicant Information' section with your personal details.
04
Complete the 'Description of Request' section clearly outlining the purpose of the form.
05
Provide any required supporting documents as specified in the instructions.
06
Review the entire form for accuracy and completeness before submission.
07
Submit the completed form to the designated authority via the specified method (online, by mail, etc.).
Who needs Form 19b-4?
01
Individuals or businesses seeking to make a formal request or application as per the regulations associated with Form 19b-4.
02
Parties involved in processes that require official documentation for approvals or clearances stipulated by regulatory authorities.
Fill
form
: Try Risk Free
People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
What is Form 19b-4?
Form 19b-4 is a form used by self-regulatory organizations (SROs) to propose rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as exchanges and associations are required to file Form 19b-4 when they want to make changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must complete the required sections detailing the proposed rule change, including the text of the proposed rule, the purpose of the change, and any relevant supporting information.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide the SEC with the necessary information regarding proposed rule changes by SROs so that the SEC can evaluate and approve or disapprove those changes.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the text of the proposed rule change, the rationale behind the change, how it will impact market participants, and any legal or regulatory implications.
Fill out your form 19b-4 online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form 19b-4 is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
