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This document outlines a proposed rule change regarding the NYSE Realtime Reference Prices service and includes contact information and details for public comment.
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations such as stock exchanges and other entities that are registered under the Securities Exchange Act of 1934 are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, organizations must provide detailed information about the proposed rule change, including the text of the rule, a statement of purpose, and an analysis of the rule's impact on the marketplace.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to notify the SEC about proposed changes to the rules of SROs, ensuring compliance with legal regulations and maintaining transparency in the securities market.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the specific rules being changed, the rationale for the changes, the impact on customers and the market, and a description of the process followed by the SRO to adopt the changes.
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