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This document outlines the proposed rule change filed by the Philadelphia Stock Exchange regarding amendments to their rules under the Securities Exchange Act of 1934.
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How to fill out form 19b-4
How to fill out Form 19b-4
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Obtain the Form 19b-4 from the appropriate regulatory body or website.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing used by self-regulatory organizations (SROs) to propose changes to their rules, which requires approval from the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges are required to file Form 19b-4 when they seek to implement new rules or modify existing ones.
How to fill out Form 19b-4?
To fill out Form 19b-4, organizations must provide detailed descriptions of the proposed rule changes, the rationale behind them, and any potential impact on the market participants, while ensuring that the form is completed in accordance with the SEC's instructions.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to facilitate the regulatory review process of rule changes proposed by self-regulatory organizations, ensuring that these changes are consistent with the Securities Exchange Act of 1934.
What information must be reported on Form 19b-4?
Form 19b-4 must include the text of the proposed rule change, a statement of purpose, a statement of the statutory basis, and analysis of the impact on competition and market participants.
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