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The document details the FINMA Lawyer's Conference scheduled for 14th November 2012, including the program, speakers, and registration information.
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How to fill out FINMA Lawyer’s Conference
01
Gather necessary documentation including your credentials and relevant case information.
02
Visit the official FINMA website and navigate to the Lawyer's Conference section.
03
Download and review the application form for the conference.
04
Fill out the application form carefully, ensuring all information is accurate.
05
Submit the completed application form along with any supporting documents as instructed on the website.
06
Check for confirmation of your application and any further instructions.
Who needs FINMA Lawyer’s Conference?
01
Legal professionals seeking to gain insights on regulatory frameworks.
02
Lawyers representing clients in financial services sector.
03
Legal advisors complying with Austrian laws regulating financial markets.
04
Participants interested in networking with regulatory bodies.
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People Also Ask about
What is the threshold for FINMA?
All individuals and legal entities must report to FINMA before directly or indirectly buying or selling a qualified participation in a bank, securities firm or branch of a foreign bank or securities firm. They must also report when their shareholding rises above or falls below the threshold values of 20%, 33% and 50%.
What is the FINMA warning list?
Warning list. The warning list includes companies and individuals suspected of conducting unauthorised activities in the financial market. Inclusion in the list does not necessarily mean, however, that the company is conducting illegal activities.
Who is the CEO of FINMA?
Stefan Walter has been FINMA's CEO since 1 April 2024.
What is FINMA warning list?
Warning list. The warning list includes companies and individuals suspected of conducting unauthorised activities in the financial market. Inclusion in the list does not necessarily mean, however, that the company is conducting illegal activities.
What is the threshold for FINMA?
All individuals and legal entities must report to FINMA before directly or indirectly buying or selling a qualified participation in a bank, securities firm or branch of a foreign bank or securities firm. They must also report when their shareholding rises above or falls below the threshold values of 20%, 33% and 50%.
What is FINMA reporting?
It is FINMA's job to address irregularities and breaches of regulations at institutions and providers under its supervision. Any specific information you may have can be important in enabling FINMA to take measures against such irregularities and breaches of regulations.
What is FINMA in Switzerland?
The Financial Market Supervisory Authority (Eidgenössische Finanzmarktaufsicht, FINMA) is the regulator of independent financial markets in Switzerland and is responsible for ensuring that Swiss financial markets function effectively.
What does FINMA stand for?
Swiss Financial Market Supervisory Authority.
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What is FINMA Lawyer’s Conference?
The FINMA Lawyer’s Conference is an event organized by the Swiss Financial Market Supervisory Authority (FINMA) that focuses on legal and regulatory matters related to the financial markets in Switzerland.
Who is required to file FINMA Lawyer’s Conference?
Lawyers and legal professionals who represent clients in matters related to financial regulations and compliance within the Swiss financial market are typically required to file for the FINMA Lawyer’s Conference.
How to fill out FINMA Lawyer’s Conference?
To fill out the FINMA Lawyer’s Conference, participants must complete the required application forms, providing detailed information about their legal practice, relevant experience, and the specific areas of finance they are involved in.
What is the purpose of FINMA Lawyer’s Conference?
The purpose of the FINMA Lawyer’s Conference is to foster dialogue between regulators, legal practitioners, and industry stakeholders to ensure compliance with financial laws and to discuss developments in the financial regulatory landscape.
What information must be reported on FINMA Lawyer’s Conference?
Participants must report information such as their professional qualifications, areas of legal expertise in finance, ongoing and past representations, and any relevant compliance matters pertaining to financial regulations.
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