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CODE OF ETHICS FOR INDIVIDUAL WEALTH MANAGEMENT Table of contents I. Preamble 3 II. Field of application 3 II.1 Scope 3 II.2 Other legal and regulatory provisions 3 III. Guarantee of irreproachable
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The code of ethics provides guidelines and standards of conduct for individuals or organizations to follow in order to promote ethical behavior and maintain trust within a specific profession or industry.
The requirement to file a code of ethics typically applies to professionals, organizations, or businesses that are part of a specific profession or industry that has established ethical standards.
The process of filling out a code of ethics may vary depending on the specific requirements of the profession or industry. Generally, individuals or organizations are required to review the existing code of ethics, understand the ethical standards, and adapt them to their own practices. It usually involves studying the guidelines, identifying areas of relevance, and providing information or statements regarding one's commitment to ethical conduct.
The purpose of a code of ethics is to promote ethical behavior, integrity, and professionalism within a specific profession or industry. It helps establish standards of conduct, governs decision-making processes, and enhances trust and credibility among stakeholders.
The specific information that must be reported on a code of ethics can vary depending on the profession or industry. Generally, it includes information about the ethical principles and values, guidelines for professional conduct, potential conflicts of interest, confidentiality obligations, and reporting mechanisms for unethical behavior.
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