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MSB FORM A-11-SURVEY MUNICIPAL SECURITIES REMAKING BOARD Municipal Advisor Survey Financial data for the period from January 1, 2011, to December 31, 2011, NOTE: Data collected on Form A-11-Survey

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What is msrb form a-11-survey?

MSRB Form A-11-survey is a form used by municipal securities dealers to provide information about their activities and business operations to the Municipal Securities Rulemaking Board (MSRB).

Who is required to file msrb form a-11-survey?

All municipal securities dealers that are registered with the MSRB are required to file MSRB Form A-11-survey.

How to fill out msrb form a-11-survey?

MSRB Form A-11-survey can be filled out electronically through the MSRB's Electronic Municipal Market Access (EMMA) system. Dealers are required to provide information about their business activities, financial condition, ownership, and compliance with regulatory requirements.

What is the purpose of msrb form a-11-survey?

The purpose of MSRB Form A-11-survey is to gather information about the activities and business operations of municipal securities dealers for regulatory purposes. This information helps the MSRB in its oversight of the municipal securities market.

What information must be reported on msrb form a-11-survey?

MSRB Form A-11-survey requires municipal securities dealers to report information about their business activities, financial condition, ownership, and compliance with regulatory requirements. This includes details about the types of securities traded, transaction volumes, assets and liabilities, ownership structure, and adherence to regulatory rules.

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