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IFID Questions and Answers Investor Protection & Intermediaries 22 June 2012 EMMA/2012/382 Date: 22 June 2012 EMMA/2012/382 Contents Question 1: Article 19(4) of IFID Client profile review 5 Question

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What is mifid questions and answers?

Mifid questions and answers refer to a set of questions and corresponding answers that must be filled out by certain individuals or entities as part of compliance with the Markets in Financial Instruments Directive (MiFID).

Who is required to file mifid questions and answers?

Financial institutions, investment firms, and any other entities subject to MiFID regulations are required to file mifid questions and answers.

How to fill out mifid questions and answers?

Mifid questions and answers can typically be filled out electronically through a designated reporting system or platform. The specific process may vary depending on the jurisdiction and regulatory requirements.

What is the purpose of mifid questions and answers?

The purpose of mifid questions and answers is to provide regulatory authorities with essential information regarding the activities, operations, and compliance of entities subject to MiFID. It helps ensure transparency and accountability in financial markets.

What information must be reported on mifid questions and answers?

The specific information required to be reported on mifid questions and answers may vary depending on the jurisdiction and regulatory requirements. However, it generally includes details about the entity's business activities, client relationships, financial positions, risk management systems, and compliance measures.

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