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This document details the proposed rule changes filed by The NASDAQ Stock Market LLC to amend NASDAQ Rules 1140 and 3080, reflecting recent changes made to corresponding FINRA rules. It includes statements
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Notice of filing is a legal document that provides information about a particular filing or submission that has been made in a legal proceeding.
The party or individual who has made a filing or submission in a legal proceeding is usually required to file a notice of filing.
To fill out a notice of filing, you will usually need to provide information about the type of filing or submission, the date it was made, the court or administrative body where it was filed, and any other relevant details.
The purpose of a notice of filing is to inform interested parties about a particular filing or submission in a legal proceeding, allowing them to respond or take any necessary actions.
The information reported on a notice of filing typically includes the type of filing or submission, the date it was made, the court or administrative body where it was filed, and any other relevant details.
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