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This form is used by issuers to notify transactions related to shares or debentures as required by Market Abuse Rules and the Companies Act 1990.
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How to fill out notification of transactions of
How to fill out Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
01
Obtain the Notification form from the relevant regulatory authority or the company's compliance department.
02
Fill in the details of the person making the notification, including name, position, and contact information.
03
Provide specific details of the transaction, including the date of the transaction, nature of the transaction, and the amount involved.
04
Indicate the type of instrument involved (e.g., shares, options, bonds), and specify whether the transaction was done directly or indirectly.
05
Ensure to include any additional information requested by the form, such as the relationship with the connected person.
06
Review the completed form for accuracy and completeness.
07
Submit the Notification form to the appropriate regulatory body, ensuring it is done within the stipulated time frame.
Who needs Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons?
01
Directors of the company.
02
Persons Discharging Managerial Responsibility (PDMRs).
03
Connected persons, such as family members or associates of the directors and PDMRs.
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People Also Ask about
What is a PDMR notification?
A PDMR of an issuer, and persons closely associated (PCAs) with them, are required to notify the FCA, and the issuer, of every transaction that has been conducted on their own account relating to the shares or debt instruments, derivatives, or other financial instruments linked to that issuer.
What is a PDMR transaction?
The PDMR transactions register contains data about persons discharging managerial responsibilities and the transactions that they and persons closely associated with them have performed in shares and debt instruments issued by the issuer and other related financial instruments.
What is the PDMR threshold?
This PDMR reporting rule applies only if the total sum of PDMR transactions exceeds the threshold predefined by the national regulator. By default, this threshold is 5000 EUR per calendar year but can be raised to 20000 EUR as it has been in Spain, for example.
What does "person discharging managerial responsibilities" mean?
What does Person discharging managerial responsibility or PDMR mean? In summary (in the context of the UK market abuse regime) (i) a director of an issuer or (ii) a senior employee of an issuer who has regular access to inside information and the power to make managerial decisions.
What is a PDMR in PCA?
Persons Closely Associated (PCAs) are individuals who have a relationship with a Person Discharging Managerial Responsibilities (PDMR).
What is the meaning of PDMR in FCA?
Person discharging managerial responsibilities (PDMR)
What are the PDMR disclosure rules?
PDMR disclosure requirements are a set of obligations that ensure transparency regarding the trading activities of PDMRs and their PCAs. These requirements are designed to prevent market abuse and maintain investor confidence.
What is the meaning of PDMR in FCA?
Person discharging managerial responsibilities (PDMR)
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What is Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons?
It is a requirement for directors and certain individuals with managerial responsibilities to disclose any transactions they have with the company in which they hold positions, including dealings with closely connected individuals, to ensure transparency.
Who is required to file Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons?
Directors, persons discharging managerial responsibilities (PDMRs), and connected persons, such as family members or entities connected to them, are required to file this notification.
How to fill out Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons?
The notification should be filled out by providing details of the transaction, including the nature of the transaction, the date, the amount involved, and the relationship between the parties involved in the transaction.
What is the purpose of Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons?
The purpose is to promote transparency and accountability within the company, allowing shareholders and regulators to be informed of dealings that could influence decisions or affect the company's financial health.
What information must be reported on Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons?
The report must include the names of the individuals involved, the details of the transaction including amounts and dates, the nature of the relationship to the company, and any relevant contractual terms or conditions.
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