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This document discloses the exercise of the Executive Stock Option of Mr. Edward S. Go in compliance with the Revised Disclosure rules of the Exchange.
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How to fill out sec form 23-b
How to fill out SEC Form 23-B
01
Start by downloading the SEC Form 23-B from the Securities and Exchange Commission's official website.
02
Fill in the required identifying information at the top of the form, including the name of the reporting company and its SEC registration number.
03
Provide the contact details for the person completing the form, including name, position, and phone number.
04
List the securities to be reported, specifying the type of security, number of shares, and any other pertinent details.
05
For each security listed, indicate the date of transaction and the price per share at which the transaction occurred.
06
Include any relevant information regarding previous holdings and how the current transactions relate to past filings.
07
Review the completed form for accuracy, ensuring that all items are correctly filled out.
08
Submit the form electronically through the SEC's online submission system or by following the instructions for mailing if applicable.
Who needs SEC Form 23-B?
01
SEC Form 23-B is needed by companies required to report transactions involving their securities to the SEC.
02
It is specifically used by executive officers, directors, and other affiliated persons of the company who need to disclose their transactions.
03
Investors and analysts may also refer to this form to understand the trading activities of key individuals within a company.
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People Also Ask about
What is a Form S 4 registration statement under the Securities Act of 1933?
Form 4 must be filed within two business days following the transaction date. Transactions in a company's common stock as well as derivative securities, such as options, warrants, and convertible securities, are reported on the form.
What is the statement of beneficial ownership of securities?
A Form S-4 is a M&A registration statement required under the Securities Act of 1933. The purpose of this statement is to give the public notice of a pending merger or acquisition.
What is a Form 4 statement of changes in beneficial ownership?
SEC Form 3: Initial Statement of Beneficial Ownership of Securities is a document filed by a company insider or major shareholder with the Securities and Exchange Commission (SEC).
What is SEC form 5 used for?
SEC Form 5 helps to provide proper disclosure of changes in ownership of a company's stock and securities. SEC Form 5 is beneficial since it can help prevent illegal activity such as insider trading, which are trades done using non-public information.
What is the 4 statement of changes in beneficial ownership of securities?
Form 4 is a statement to disclose changes in an insider's ownership of securities. The information is used for the purpose of disclosing the equity holdings of insiders of reporting companies.
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What is SEC Form 23-B?
SEC Form 23-B is a form used by companies to report the acquisition of beneficial ownership of certain equity securities.
Who is required to file SEC Form 23-B?
Individuals or entities that acquire beneficial ownership of more than 5% of a class of equity securities registered under the Securities Exchange Act of 1934 are required to file SEC Form 23-B.
How to fill out SEC Form 23-B?
To fill out SEC Form 23-B, you must provide details about the acquiring person or entity, the securities acquired, the purpose of the acquisition, and other relevant information specified in the form.
What is the purpose of SEC Form 23-B?
The purpose of SEC Form 23-B is to provide transparency to the public and regulators regarding significant changes in the ownership of publicly traded companies.
What information must be reported on SEC Form 23-B?
The information that must be reported on SEC Form 23-B includes the identity of the beneficial owner, the number and class of securities acquired, the date of acquisition, and the circumstances under which the acquisition took place.
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