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Last amendment in force on July 11, 2011, This document has official status c. V-1.1, r. 12 REGULATION 33-109 RESPECTING REGISTRATION INFORMATION Securities Act (R.S.Q., c. V-1.1, s. 331.1) Further
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What is regulation 33-109 respecting registration?
Regulation 33-109 respecting registration is a regulatory requirement that governs the registration of firms and individuals in the securities industry.
Who is required to file regulation 33-109 respecting registration?
All firms and individuals engaged in activities regulated by the securities industry are required to file regulation 33-109 respecting registration.
How to fill out regulation 33-109 respecting registration?
To fill out regulation 33-109 respecting registration, firms and individuals need to provide the required information and documentation as outlined in the regulation, such as personal information, qualifications, and experience.
What is the purpose of regulation 33-109 respecting registration?
The purpose of regulation 33-109 respecting registration is to ensure that firms and individuals operating in the securities industry are qualified and fit to provide services to investors.
What information must be reported on regulation 33-109 respecting registration?
The information that must be reported on regulation 33-109 respecting registration includes personal information, qualifications, experience, and any disciplinary history.
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