Security and Investment Commission (the ESCOFINEC) established by the Canadian Securities Administrators Act, (as amended from time to time), has the authority and responsibility under the securities laws to administer the ESCOFINEC program to ensure and promote fairness and proper conduct, stability and reliability in, and compliance with, the markets involving securities, particularly, for the purposes of the Offering Rules, the Escrow Guidelines, and other related policies under the ESCOFINEC program. 5.9 ESC. A Registration. The Commission has issued a national security letter issued by the Commission to an organization (the Issuer (and its agents or designated officers) that has filed an application to join the Escrow Accounting Branch. The application to join is made in accordance with the Escrow Procedures. The registered escrow service provider, on behalf of the Issuer (the Registrant) holds an irrevocable license from the Commission to act as escrow agent for the Issuer. The letter, issued in accordance with the Escrow Procedures, is for use only by such Registrant. 6.1 Escrow Documents 6.1.1 Acknowledgements 6.1.2 The Escrow Agreement 5.20, Escrow Guidelines for Industrial Offering (and Other Related Policies)
Notice of National Policy 46-207.01
Form 46-207.01 Form is available online or may be downloaded at Escrow Policy Handbook: Rules and Policy Manual (as amended from time to time)
Notice of national policy 46-207.02
Form 46-207.02 Form is available online or may be downloaded at Escrow Policy Handbook: Rules and Policy Manual (as amended from time to time)
Notice of national policy 46-207.03
Form 46-207.
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Chapter 5 Rules and Policies 5.1.1 Notice of National Policy 46-201, Escrow for Initial Public Offerings and Form 46-201F1, Escrow Agreement and Notice of Rescission of OSC Policy 5.9, Escrow Guidelines
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