OTC reporting issuer definitions 8. OTC reporting issuers 1 PART 3 DISCLOSURES TO OTC MARKETS 1. Additional disclosure requirements 12-36 PART 4 DISCLOSURES TO THE PUBLIC 2. Additional disclosure obligations to the public 3. Reports and reports deadlines 4. Penalties for failure to timely report 5. Formalities of reports 8 PART 5 DEFINITION OF A USER 8. U.S. person means a person that is an entity other than an issuer or a partnership, and an individual who is not an entity or an individual. 9. Authorized U.S. person means a person that meets the additional disclosure requirements (or any person, if it meets the requirements) except if the person is a foreign person or is not a U.S. person, a business or other type of entity established by an individual who is not an individual. 10. Reporting date means the date that the reporting issuer establishes and makes available (for any reporting period) through its Internet Website, if any, under the reporting issuer's OTC QB (Open-Ended Automated Trading System) account(s) for the purposes described in this rule, an exchange that issues over-the-counter, option, or security that trades on a market that is not an exchange, an automated quotation system, or a trade execution facility and does not offer on a national securities exchange, or an electronic trading system that uses the trade execution facility described in rule 13-5(5). 11. Foreign person means a person, other than an individual, that: (i) is incorporated or organized outside the United States; or (ii) is a trust or estate (as defined in section 1043(a)(1)(A)) within the United States. 12. Reporting issuer means any person that is an issuer registered on an exchange, in a national securities exchange or on an OT CQX (Over-the-Counter Code-Based Exchange) listed on the National Futures Association, or otherwise subject to any of the requirements of this rule, whether such person is itself a U.S. person or is a foreign person. 13. Exchange means a contract market that trades over the counter for trading purposes. 14. OTC QB (Open-Ended Automated Trading System) account(s) means an account registered on, available to, or otherwise maintained by, one or more market data providers that provide electronic markets.
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THE MANITOBA SECURITIES COMMISSION MSC RULE 2012-13 (Section 149.1, The Securities Act) MULTILATERAL INSTRUMENT 51-105 ISSUERS QUOTED IN THE U.S. OVER-THE-COUNTER MARKETS TABLE OF CONTENTS PART TITLE
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What is msc rule 13?
MSC Rule 13 refers to a specific rule implemented by the Maritime Safety Committee of the International Maritime Organization (IMO). It pertains to the requirements and regulations related to the safety of ships and maritime operations.
Who is required to file msc rule 13?
Ships and maritime operators that fall under the jurisdiction of the International Maritime Organization (IMO) are required to comply with and file MSC Rule 13 as per the regulations set by the organization.
How to fill out msc rule 13?
Filling out MSC Rule 13 involves providing the necessary information and documentation related to the safety of ships and maritime operations as required by the International Maritime Organization (IMO). Detailed instructions and guidelines can be found on the IMO's official website.
What is the purpose of msc rule 13?
The purpose of MSC Rule 13 is to establish and enforce internationally recognized regulations and standards to ensure the safety of ships, crew members, passengers, and the marine environment. It aims to minimize potential risks and prevent accidents or incidents in the maritime industry.
What information must be reported on msc rule 13?
The specific information that must be reported on MSC Rule 13 may vary depending on the requirements set by the International Maritime Organization (IMO). It generally includes details related to the ship's safety equipment, maintenance procedures, operational measures, and compliance with international standards.
When is the deadline to file msc rule 13 in 2023?
The deadline to file MSC Rule 13 in 2023 will need to be verified with the International Maritime Organization (IMO) or its official sources. The organization typically sets specific deadlines for filing MSC Rule 13, which may vary from year to year.
What is the penalty for the late filing of msc rule 13?
The penalties for late filing of MSC Rule 13 may be determined by the regulations and policies of the International Maritime Organization (IMO). It is advisable to consult the IMO or review official documentation to obtain accurate information regarding penalties associated with late filing.
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