Name of the reporting issuer (if a corporation): 9. Number of shares or securities: 10. Estimated aggregate value of all your securities: 11. Share or security class to which you are offering: 12. Date of sale (day, month and year): 13. Address and telephone number of your securities reprogram: 14. Please provide a description or index number of the securities you will sell. 15. Have you read and understand NI 42-101 in its entirety? If yes, answer yes to all following points: 16. Are you an investor in our securities through, or as an owner of another entity in which the reporting issuer has a controlling interest? 17. Does your equity securities or debt securities or both constitute more than 5% of the outstanding securities (including any option to purchase securities)? If yes, indicate if any of the securities are preferred stock, convertible debentures or other equity securities. 18. Provide an indication of whether you own or control any other company by the same management. 19. Are you or a person associated with you, or an entity with which you deal as an officer or director (other than a corporation), a member of a governing board of directors, or a significant shareholder? If yes, list such company; describe its operations; describe the nature of any relationship between you and the other company, or between you and any members of the other company, including any controlling persons. 20. Please provide the name of any person or firm with which you have or have had a brokerage engagement in the securities of our issuer. If you are unable to identify such a person or firm, make that clear.
NI 42-100 Registration Statement
NI 42-102 Statement of Financial Condition
NAC 45-101 Fees or Expenses
NI 42-100 Registration Statement (reprinted from the SEC's website at)
NI 42-101 Statement of Financial Condition
A filing fee of 10.00 will be required from each potential purchaser of securities registered under Section 12.20 of the Securities Exchange Act of 1934. This additional fee will be charged for purchasers who purchase additional securities, which may include multiple securities. A filing fee of 10.00 will be required from each potential purchaser of securities registered under Section 12.20 of the Securities Exchange Act of 1934.
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Form 45-102F1 Notice of Intention to Distribute Securities under Section 2. 8 of NI 45-102 Resale of Securities Reporting issuer Name of reporting issuer Selling security holder Your name The offices or positions you hold in the reporting issuer Are you selling securities as a lender pledgee mortgagee or other encumbrancer Number and class of securities of the reporting issuer you beneficially own Distribution Will you sell the securities private...
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What is form 45-102f1 notice of?
Form 45-102F1 Notice of is a form that is used to inform securities regulators and potential investors about certain exempt distributions of securities.
Who is required to file form 45-102f1 notice of?
Any issuer that is relying on an exemption from the prospectus requirements to distribute securities must file form 45-102F1 Notice of.
How to fill out form 45-102f1 notice of?
Form 45-102F1 Notice of can typically be filled out electronically, by providing information such as the issuer's name, contact details, details of the distribution, exemption relied on, and any other required information.
What is the purpose of form 45-102f1 notice of?
The purpose of form 45-102F1 Notice of is to provide transparency and ensure that securities regulators and potential investors are aware of exempt distributions of securities.
What information must be reported on form 45-102f1 notice of?
Form 45-102F1 Notice of typically requires information such as the issuer's name, contact details, details of the distribution, exemption relied on, and any other required information as per the regulations.
When is the deadline to file form 45-102f1 notice of in 2023?
The deadline to file form 45-102F1 Notice of in 2023 may vary depending on the jurisdiction and specific circumstances. It is recommended to consult the applicable securities regulator or legal counsel for the specific deadline.
What is the penalty for the late filing of form 45-102f1 notice of?
The penalty for the late filing of form 45-102F1 Notice of may vary depending on the jurisdiction and specific circumstances. It is recommended to consult the applicable securities regulator or legal counsel for the specific penalty provisions.
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