Get the free Form 45-106F1

This form is required under section 6.1 of National Instrument 45-106 for reporting exempt distributions of securities, including issuer information, details of distribution, compensatory arrangements,

How to fill out form 45-106f1

How to fill out Form 45-106F1

1. Obtain Form 45-106F1 from the regulatory authority's website or office.
2. Begin by providing your contact information, including your name, address, and phone number.
3. Indicate the type of offering you are filing for by selecting the appropriate boxes.
4. Fill in the details of the issuer, including business details and financial information.
5. Provide information about the securities being offered, including type, number, and value.
6. Include any additional required documentation or attachments as specified.
7. Review the form for completeness and accuracy.
8. Sign and date the form where indicated.
9. Submit the form to the appropriate regulatory authority either electronically or by mail as per their guidelines.

Who needs Form 45-106F1?

1. Individuals or companies planning to sell or distribute securities in Canada under exemptions from prospectus requirements.
2. Issuers seeking to raise capital through private placements.
3. Investors who are eligible to purchase exempt securities.

People Also Ask about

What is the accredited investor exemption?

Under the Accredited Investor Exemption, you can sell securities to an accredited investor in any amount without providing any disclosure about the issuer. There is no limit on the number of purchasers or the amount that can be raised using the accredited investor exemption.

What is the 45 106 exemption for accredited investors?

Except in Ontario, the exemption in section 2.3(1) of National Instrument 45-106 Prospectus Exemptions (NI 45-106) provides that a distribution of a security to an accredited investor who purchases the security as principal is exempt from the prospectus requirements of Applicable Securities Laws in Canada.

What is the rule 45-106?

Regulation 45-106 respecting Prospectus Exemptions (“Regulation 45-106”) provides: (i) exemptions from the prospectus requirement and (ii) one exemption from the issuer bid requirements. It does not provide exemptions from the requirement to be registered as a dealer, adviser or investment fund manager.

What is an exempt distribution?

Exempt Distributions Summary. The exempt market describes a section of Canada's capital markets where securities can be sold without the protections associated with a prospectus. The general rule under Ontario securities law is that any security that will be offered to the public must be offered under a prospectus.

What is the accredited investor exemption NI 45-106?

Except in Ontario, the exemption in section 2.3(1) of National Instrument 45-106 Prospectus Exemptions (NI 45-106) provides that a distribution of a security to an accredited investor who purchases the security as principal is exempt from the prospectus requirements of Applicable Securities Laws in Canada.

What is form 45 106F1?

Companies and underwriters must report certain exempt distributions to the OSC by completing and filing Form 45-106F1 Report of Exempt Distribution (Form 45-106F1) through SEDAR+ and pay the applicable filing fees. For most exempt distributions, Form 45-106F1 must be filed no later than 10 days after the distribution.

For pdfFiller’s FAQs

What is Form 45-106F1?

Form 45-106F1 is a report used in Canada for issuers to inform securities regulators about the issuance of securities that are exempt from the requirement to file a prospectus under the securities laws.

Who is required to file Form 45-106F1?

Issuers who are conducting a private placement of securities that qualifies for exemptions under Canadian securities laws must file Form 45-106F1.

How to fill out Form 45-106F1?

To fill out Form 45-106F1, issuers must provide detailed information including the identity of the issuer, the type of security being offered, the exemption being relied upon, and details about the purchasers.

What is the purpose of Form 45-106F1?

The purpose of Form 45-106F1 is to ensure compliance with securities regulations by providing transparency regarding securities transactions that rely on specific exemptions.

What information must be reported on Form 45-106F1?

Information that must be reported on Form 45-106F1 includes the issuer's details, the amount and type of securities being issued, details about the purchasers, the exemption being claimed, and any other necessary disclosures required by the securities regulations.