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This form is used to notify the regulator of the opening, closing, or changes in information regarding business locations other than the head office.
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How to fill out form 33-109f3
How to fill out FORM 33-109F3
01
Download FORM 33-109F3 from the official website.
02
Begin filling out your personal information in the designated fields, including your name, address, and contact details.
03
Provide details about your current employment status and the organization you are associated with.
04
Disclose your banking or financial information as required in the form.
05
Include any relevant professional designations or licenses you hold.
06
Review and double-check all the information you have provided for accuracy.
07
Sign and date the form at the bottom to confirm that the information is true and complete.
08
Submit the completed form as instructed on the official submission guidelines.
Who needs FORM 33-109F3?
01
Individuals applying to become registered as a dealer, adviser, or representative in the securities industry.
02
Existing registrants who need to update their personal information or change their registration.
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What is FORM 33-109F3?
FORM 33-109F3 is a registration form used in Canada for individuals seeking to become registered as mutual fund dealers, investment dealers, or other permissible categories within the securities industry.
Who is required to file FORM 33-109F3?
Individuals who wish to register as a representative of a registered firm are required to file FORM 33-109F3.
How to fill out FORM 33-109F3?
To fill out FORM 33-109F3, an applicant must provide personal identification information, business and employment history, and any relevant details regarding their qualifications and disciplinary history, ensuring that all information is accurate and complete before submission.
What is the purpose of FORM 33-109F3?
The purpose of FORM 33-109F3 is to collect essential information from individuals seeking registration to ensure they meet regulatory requirements and standards of conduct in the securities industry.
What information must be reported on FORM 33-109F3?
The information that must be reported on FORM 33-109F3 includes personal details (such as name, contact information, and date of birth), employment history, education qualifications, any previous registration details, and disclosure of any regulatory or criminal matters.
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