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PROSPECTUS PRACTICE DIRECTIVE #1 Personal information forms and other procedural matters regarding preliminary prospectus filings OSC Staff Notice 41702 April 1, 2011, The purpose of this practice
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What is osc staff notice 41-702?
OSC Staff Notice 41-702 is a notice issued by the Ontario Securities Commission (OSC) that provides guidance and clarification on various regulatory requirements.
Who is required to file osc staff notice 41-702?
Filing of OSC Staff Notice 41-702 is required by certain entities and individuals operating within the securities industry in Ontario, as specified by the OSC.
How to fill out osc staff notice 41-702?
To fill out OSC Staff Notice 41-702, the required information must be gathered and reported accurately in accordance with the guidelines provided by the OSC.
What is the purpose of osc staff notice 41-702?
The purpose of OSC Staff Notice 41-702 is to provide guidance and promote compliance with regulatory requirements in the securities industry in Ontario.
What information must be reported on osc staff notice 41-702?
The specific information that must be reported on OSC Staff Notice 41-702 may vary depending on the circumstances, but typically includes relevant financial and operational information as well as compliance-related details.
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