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Notices / News Releases 1.1.2 CSA Staff Notice 12-307 Applications for a Decision that an Issuer is not a Reporting Issuer (First published September 12, 2003, and revised February 4, 2005, November
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CSA Staff Notice 12-307 is a regulatory guideline issued by the Canadian Securities Administrators (CSA) that provides guidance and expectations for reporting certain information by registered investment fund managers.
Registered investment fund managers are required to file CSA Staff Notice 12-307.
CSA Staff Notice 12-307 can be filled out by registered investment fund managers in accordance with the guidelines and instructions provided by the Canadian Securities Administrators.
The purpose of CSA Staff Notice 12-307 is to ensure transparency and provide investors with relevant information regarding the operations and financial position of registered investment funds.
CSA Staff Notice 12-307 requires registered investment fund managers to report information such as fund performance, portfolio holdings, risk management practices, and compliance with certain regulatory requirements.
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