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BROKERAGE License APPLICATION FOR PARTNERSHIP/CORPORATE STRUCTURE AMENDMENT 2012/2013 350, 4954 Richard Road SW, Calgary, AB T3E 6L1 Phone: (403) 228-2954 or 1-888-425-2754 Fax: (403) 228-3065 Web:

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What is brokerage licence application for?

The brokerage licence application is a form that individuals or companies must submit in order to obtain a licence to operate as a brokerage firm in the financial industry.

Who is required to file brokerage licence application for?

Any individual or company that wants to operate as a brokerage firm in the financial industry is required to file a brokerage licence application.

How to fill out brokerage licence application for?

To fill out the brokerage licence application, you will need to provide detailed information about your company, its ownership structure, key personnel, financial standing, compliance procedures, and other relevant information as required by the regulatory authority.

What is the purpose of brokerage licence application for?

The purpose of the brokerage licence application is to ensure that the individuals or companies seeking to operate as brokerage firms meet the necessary regulatory requirements and have the necessary expertise and infrastructure to carry out their activities.

What information must be reported on brokerage licence application for?

The information that must be reported on the brokerage licence application typically includes the company's legal name, address, ownership structure, key personnel, financial statements, compliance policies and procedures, risk management framework, and other relevant information as required by the regulatory authority.

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