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SECURITIES AND EXCHANGE COMMISSION FORM NEAR Annual report for unit investment trusts filed on Form N-SAR Filing Date: 1999-02-19 Period of Report: 1998-12-31 SEC Accession No. 0000927028-99-000011

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What is securities and exchange commission?

The Securities and Exchange Commission (SEC) is a U.S. government agency responsible for regulating the securities industry, enforcing federal securities laws, and protecting investors by maintaining fair, orderly, and efficient markets.

Who is required to file securities and exchange commission?

Public companies, certain private companies that sell securities, investment advisers, mutual funds, and other entities that deal with securities are required to file with the Securities and Exchange Commission.

How to fill out securities and exchange commission?

To fill out SEC forms, companies must provide detailed information regarding their business operations, financial performance, and other relevant disclosures. This typically involves submitting forms electronically through the EDGAR database on the SEC's website.

What is the purpose of securities and exchange commission?

The main purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation by enforcing securities laws and regulations.

What information must be reported on securities and exchange commission?

Companies must report financial statements, management discussions, annual and quarterly reports, insider trading information, and any material changes that may affect an investor's decision.

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