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This document outlines the proposed rule changes regarding the deletion of certain obsolete rules by the Philadelphia Stock Exchange, including rules related to special offerings and member officers.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a submission used by exchanges to propose changes to trading rules and to report rule amendments to the SEC (Securities and Exchange Commission).
Who is required to file Form 19b-4?
Exchanges and self-regulatory organizations (SROs) are required to file Form 19b-4 when they want to propose new rules or modifications to existing rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, filers must provide details about the proposed rule change, including the text of the rule, a statement of the purpose of the change, and any relevant supporting information.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to facilitate transparency and regulatory oversight by allowing the SEC to review and assess changes to trading rules proposed by exchanges.
What information must be reported on Form 19b-4?
Information reported on Form 19b-4 must include the text of the proposed rule change, a statement regarding its significance, and a description of its impact on market operations.
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