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OMB APPROVAL FORM D OMB Number: 3235-0076 U.S. Securities and Exchange Commission Notice of Exempt Offering of Securities Expires: February 28, 2009, Washington, DC 20549 Estimated average burden
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Form D is a form that must be filed with the Securities and Exchange Commission (SEC) by companies seeking to sell securities without having to register those securities with the SEC.
Any company or entity that wants to offer and sell securities in the United States without registration under the Securities Act of 1933 is required to file Form D with the SEC.
Form D can be filed electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. The form requires information about the issuer, the securities being offered, the offering amount, the types of investors, and other relevant details.
The purpose of Form D is to provide the SEC and investors with essential information about companies raising capital through the sale of securities without registration.
Form D requires information about the issuer, the securities being offered, the executive officers and directors of the issuer, certain beneficial owners of the securities, and other related information.
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